Become a Member to :
- Protect customers interests
- Mitigate regulatory & reputational risks
- Join group of transparent and fair companies
- Increase your public awareness
Choosing SEC provides you with:
✔ Unbiased regulator
✔Independent evaluation of financial organizations’ operations
Certification of various activities
✔Prompt dispute resolving
✔Access to up-to-date legal information
The main scope of SEC activities includes
Evaluation of financial organizations’ activities and their subsequent certification Coordination of financial market participants’ activities; Minimizing risks for the financial market participants Development of financial organizations evaluation systems with subsequent implication of the systems; Establishment of the compensation fund for the clients of the companies certified by IFMRRC.
Frequently Asked Questions About Complaints/Disputes
What’s covered?
The Compensation Fund covers traders of broker member firms up to €150,000 per complaint
Who can make a complaint?
Traders of our broker members can file complaints absolutely free
Who decides the outcome of the complaints?
The Dispute Resolution Committee accepts, investigates and issues decisions on complaints
We require you to contact the financial services provider first to discuss the issue and see if it can be resolved quickly.
If the dispute remains unresolved after you have made a complaint to the financial services provider, you can file a dispute with the SEC.
If you are providing additional information about a dispute you have already filed, please e-mail the information to [email protected]
